The Existentialist Poetic of Thoreau's Journal

Henry David Thoreau conceived of his writing of nature in his Journal as an experiential form of writing. As he commented in his entry of 2 July 1852, ‘Nature is reported not by him who goes forth consciously as an observer, but in the fullness of life. To such a one she rushes to make her report.’ The grounding of nature writing within one’s own personal experience is emphasized again by Thoreau on 19 April 1854: ‘I am not interested in mere phenomena, though it were the explosion of a planet, only as it may have lain in the experience of a human being.’ Such sensual experience generates the reader’s sense of the writer’s physical presence, so that we no longer feel imprisoned in our mechanized contemporary environments but instead actively there, out there, with Thoreau. ‘The forcible writer stands bodily behind his words with his experience. He does not make books out of books, but he has been there in person.’ (3 February 1852)

Thoreau drew a direct link between the plenitude and degree of illumination of a reader’s or student’s cognition, and that student’s ability to immerse himself in studies which enable him to become charged by sensual experience.

‘It is essential that a man confine himself to pursuits – a scholar, for instance, to studies – which lie next to and conduce to his life, which do not go against the grain, either of his will or his imagination. The scholar finds in his experience some studies to be most fertile and radiant with light, others dry, barren, and dark. If he is wise, he will not persevere in the last, as a plant in a cellar will strive toward the light. He will confine the observations of his mind as closely as possible to the experience or life of his senses. His thought must live with and be inspired with the life of the body. […] Dwell as near as possible to the channel in which your life flows.’ (12 March 1853)

Here we find an affinity between the impulses underlying Thoreau’s journalizing and a central aspect of Weimar era German thought to which I have referred often on this blog. For we are reminded here of Jaspers’ early existentialism which, as Chris Thornhill writes in his study Karl Jaspers, sought to ‘deploy Kant as the basis for an existential metaphysic of possible lived unity’. Jaspers’ early existentialism, Thornhill notes elsewhere, sought precisely to overcome Kantian antinomies such as that of reason and experience, by ‘incorporating all aspects (cognitive, practical and sensory) of human life in an encompassing account of rational and experiential existence’. This existentialist project was anticipated by Thoreau’s requirement of the subjectivist researcher, ‘whether he be poet or philosopher or man of science’, that ‘His thought must live with and be inspired with the life of the body’:

‘There is no such thing as pure objective observation. Your observation, to be interesting, i.e. to be significant, must be subjective. The sum of what the writer of whatever class has to report is simply some human experience, whether he be poet or philosopher or man of science. The man of most science is the man most alive, whose life is the greatest event.’ (6 May 1854)  

In his journal entry for 14 July 1852, Thoreau had already related his concern with the ‘most alive’ to the question of a living language. Here he pointed to the emergence of the sort of artificial, manufactured-to-death language which characterizes today’s bureaucratic, public sector discourse and capitalist, private sector discourse alike. ‘A writer who does not speak out of a full experience uses torpid words, wooden or lifeless words, such words as “humanitary,” which have a paralysis in their tails.’ The deathliness of ‘humanitary’ results from its excess: from its self-aggrandizing add-on, the suffix ‘-itary’. Just as here he notes the excessive moment of particularity in ‘humanitary’, on 30 March 1853 Thoreau went on to comment on how a particularizing, analytic perspective on life diminishes our full experience, or our existential sense of ‘possible lived unity’. His references to ‘view’ and ‘the unbounded universe’ make it clear that he thinks of such full experience in terms of our visionary capacity:

‘Ah, those youthful days! are they never to return? when the walker does not too curiously observe particulars, but sees, hears, scents, tastes, and feels only himself, - the phenomena that show themselves in him, - his expanding body, his intellect and heart. No worm or insect, quadruped or bird, confined his view, but the unbounded universe was his. A bird is now become a mote in his eye.’

Crucially, for Thoreau the writing of full experience is genuine poetry, because such a writing conveys the ‘affinity’ or sympathy between the writer and whatever he has experienced – ‘the phenomena that show themselves in him’. In that way it also conveys the sympathy between the particular elements of nature which scientific observation simply separates. ‘What affinity is it brings the goldfinch to the sunflower – both yellow – to pick its seeds? Whatever things I perceive with my entire man, those let me record, and it will be poetry.’ (2 September 1851) Or again, three years later on 24 September 1854: ‘What name of a natural object is most poetic? That which he has given for convenience whose life is most nearly related to it, who has known it longest and best.’ Thoreau’s preoccupation with a unified life’s possibilities of sympathy and relationality, enabled him to describe the action of existential poetic naming which derives from imbibing a natural object’s spirito-existential ‘nutriment’: on 19 September 1854 he had written, ‘I have given myself up to nature; I have lived so many springs and summers and autumns and winters as if I had nothing else to do but live them, and imbibe whatever nutriment they had for me’.  

On 2 January 1859, Thoreau’s exposition of ‘vital and natural’ poetic language brought him to counterpose ‘artificial’, patriarchal, academic regulations of language to the free speech of mothers, brutes and animals:

‘When I hear the hypercritical quarrelling about grammar and style, the position of the particles, etc., etc., stretching or contracting every speaker to certain rules of theirs, - Mr. Webster, perhaps, not having spoken according to Mr. Kirkham’s rule, - I see that they forget that the first requisite and rule is that expression shall be vital and natural, as much as the voice of a brute or an interjection: first of all, mother tongue; and last of all, artificial or father tongue. Essentially your truest poetic sentence is as free and lawless as a lamb’s bleat.’

Thoreau’s suspicion of academic language use – of ‘literacy’ – rests on his sense that, just as natural life itself symbolizes human experience, so too, conversely, human symbolic expression is grounded in natural phenomena: ‘Talk about learning our letters and being literate! Why, the roots of letters are things. Natural objects and phenomena are the original symbols or types which express our thoughts and feelings’ (16 October 1859). It is because their language conveys the sourcing of letters in natural things that ‘We cannot spare the very lively and lifelike descriptions of some of the old naturalists’, as he writes on 17 February 1860 (for example). ‘They sympathize with the creatures which they describe.’ But for Thoreau, importantly, a vital and natural – poetic – language conveys not just nature’s facticity, but its spirit too. On the following day, his journal entry expounded his animist phenomenology and noted the inadequacy of traditional scientific description to that phenomenology:

‘Surely the most important part of an animal is its anima, its vital spirit, on which is based its character and all the peculiarities by which it most concerns us. […]

   Science in many departments of natural history does not pretend to go beyond the shell; i.e., it does not get to animated nature at all. A history of animated nature must itself be animated.’

On 15 February, Thoreau wrote of ‘the physical fact which in all language is the symbol of the spiritual’; his sense of natural phenomena as being symbols of natural anima, explains his intention – stated nine years earlier on 9 November 1851 – that lively and lifelike, poetic expression is to convey ‘animated’ phenomena on their own terms, without reducing them to mere brute facticity, as would the ‘common sense’ view of nature. For only such a form of expression can convey the sympathy between the writer’s anima and nature, or the way in which the writer has experienced and imbibed natural anima. ‘My facts shall be falsehoods to the common sense. I would so state facts that they shall be significant, shall be myths or mythologic. Facts which the mind perceived, thoughts which the body thought.’  

Thoreau opposes vital poetic language and the experience of nature which it conveys, or what he calls ‘the true growth and experience, the living speech’ (16 October 1859), to the paralyzed vitality and ‘dry technical terms’ which he associates with academic science’s specialist accounts of nature:

‘I look over the report of the doings of a scientific association and am surprised that there is so little life to be reported; I am put off with a parcel of dry technical terms. Anything living is easily and naturally expressed in popular language. I cannot help suspecting that the life of these learned professors has been almost as inhuman and wooden as a rain-gauge or self-registering magnetic machine. They communicate no fact which rises to the temperature of blood-heat. It doesn’t all amount to one rhyme.’ (6 May 1854)

On 5 September 1851 we find Thoreau praising James John Garth Wilkinson’s The Human Body and Its Connection with Man, Illustrated by the Principal Organs for its analogical method. By drawing quotidian physical analogies (such as when he describes the papillary cutis as ‘“an encampment of small conical tents coextensive with the surface of the body”’), Wilkinson, Thoreau feels, finds in popular, nonspecialist language a means of communicating unified, existential reason’s sympathetic experience of the body: this is true cognition or ‘perception of truth’.

‘The faith he puts in old and current expressions as having sprung from an instinct wiser than science, and safely to be trusted if they can be interpreted. The man of science discovers no world for the mind of man with all its faculties to inhabit. Wilkinson finds a home for the imagination, and it is no longer outcast and homeless. All perception of truth is the detection of an analogy; we reason from our hands to our head.’

Nine years later, on 13 October 1860, Thoreau’s existentialism leads him to argue that, because of their success in conveying ‘the highest quality of the plant, - its relation to man’, ‘it is commonly the old naturalists who first received American plants that describe them best’. Here Thoreau again advocates (the ‘free and lawless’ writing which can relay) singular, existential cognition over professional scientific knowledge:

‘After all, the truest description, and that by which another living man can most readily recognize a flower, is the unmeasured and eloquent one which the sight of it inspires. No scientific description will supply the want of this, though you should count and measure and analyze every atom that seems to compose it.’

Thoreau’s rejection of the language of academic science and advocacy of an existential poetic, relates to his rejection of professional, scholarly literacy in favour of popular, democratic literacy. ‘Anything living is easily and naturally expressed in popular language.’ On 6 December 1859:

‘Literary gentlemen, editors, and critics think that they know how to write because they have studied grammar and rhetoric; but the art of composition is as simple as the discharge of a bullet from a rifle, and its masterpieces imply an infinitely greater force behind it. This unlettered man’s [Irving’s] speaking and writing is standard English. Some words and phrases deemed vulgarisms and Americanisms before, he has made standard American.’

Walden Pond in 1908

We are reminded of the earlier remark that ‘the first requisite and rule is that expression shall be vital and natural, as much as the voice of a brute or an interjection’. It is as if, for Thoreau, an academic aesthetic architecture of ‘grammar and rhetoric’ is to be supplanted by a demotic aesthetic physics of verbal force and compaction. Already on 12 November 1851, he was thinking in terms of ‘interjection’ and discharge: ‘Those sentences are good and well discharged which are like so many little resiliencies from the spring floor of our life, - a distinct fruit and kernel itself, springing from terra firma.’ The ‘continent concentrated thoughts’ of which Thoreau wrote on 30 August 1856 recall these well-defined resiliencies. In order to adequately reflect the complexity of nature, Thoreau maintains on 27 October 1858, language really should be compounded – ‘ground together’ – rather like in German:

‘Who will undertake to describe in words the difference in tint between two neighbouring leaves on the same tree? or of two thousand? – for by so many the eye is addressed in a glance, In describing the richly spotted leaves, for instance, how often we find ourselves using ineffectually words which merely indicate faintly our good intentions, giving them in our despair a terminal twist toward our mark, - such as reddish, yellowish, purplish, etc. We cannot make a hue of words, for they are not to be compounded like colours, and hence we are obliged to use such ineffectual expressions as reddish brown, etc. They need to be ground together.’

A principle of compounding or compaction can also be found underlying Thoreau’s broader conception of writing as the creation of ‘a theme’, and subsequent identification of ‘one pertinent and just’ thematic ‘observation’. Thoreau’s idea of writing here would reverse today’s academic writing practice, which typically starts from a pre-set, often predatorily pre-identified theme, before exploitatively selecting the material (and only that material) which will enable one to sustain one’s forced argument. The dominative logic of subsumption, against which Theodor Adorno directed much of his thinking, continues to determine so much of what passes for intellectual life now. A commodity is to be delivered, or you will be made unemployed, your selfhood erased and then accused of mental illness, etc. On 3 February 1859 Thoreau noted:

‘The writer has much to do even to create a theme for himself. Most that is first written on any subject is a mere groping after it, mere rubble-stone and foundation. It is only when many observations of different periods have been brought together that he begins to grasp his subject and can make one pertinent and just observation.’

In his entry for 13 October 1860, Thoreau suggested that visionary affirmation of natural phenomena, by contrast with professional scientific description of nature, involves an existential, sensually delighting form of language which has its own inevitable momentum: like the interjections and discharges of which he writes elsewhere, these ‘unconsidered’ or ‘unconscious’ statements – acts of definition – are not impeded by the sort of career-sustaining guards and scruples which complicate academic language.

‘[…] unconsidered expressions of our delight which any natural object draws from us are something complete and final in themselves, since all nature is to be regarded as it concerns man; and who knows how near to absolute truth such unconscious affirmations may come? Which are the truest, the sublime conceptions of Hebrew poets and seers, or the guarded statements of modern geologists, which we must modify or unlearn so fast?’

On 1 April 1860, Thoreau’s understanding of how the action of inevitably releasing verbal statements of visionary definition accords with a principle of natural law – a ‘sympathy with the universal mind’ – is so transcendentally shocking as to negate for him the import of communication itself.

‘The fruit a thinker bears is sentences, - statements or opinions. He seeks to affirm something as true. I am surprised that my affirmations or utterances come to me ready-made, - not forethought, - so that I occasionally awake in the night simply to let fall ripe a statement which I had never consciously considered before, and as surprising and novel and agreeable to me as anything can be. As if we only thought by sympathy with the universal mind, which thought while we were asleep. There is such a necessity to make a definite statement that our minds at length do it without our consciousness, just as we carry our food to our mouths. This occurred to me last night, but I was so surprised by the fact which I have just endeavoured to report that I have entirely forgotten what the particular observation was.’

(All Thoreau quotations here are taken from: Henry David Thoreau, The Journal, 1837-1861, ed. by Damion Searls (New York: New York Review Books, 2009))          

Heidegger, Prynne and 'Parataxis'

'in Cambridge, let's split'

-Iain Sinclair, Red Eye

In an attempt to get an initial grasp on the Heidegger-Prynne interface, I have reached for my little pile of back issues of the Cambridge journal Parataxis, most of which I bought from Drew Milne around 17 years ago. Edited largely by Milne, from 1991 to 2001, the content in Parataxis: Modernism and Modern Writing has long overpowered me with its complexity, representing as it does a benchmark for criticism of the contemporary poetries of J. H. Prynne and other representatives of what Milne, in Parataxis 3, tentatively labels ‘the Cambridge axis’. Now that, tragically, so much of this seems posthumous – Parataxis, the Cambridge axis, myself – the time is at least perhaps opportune for a less intimidated attempt on my part to understand the positions which Parataxis articulated, in particular in relation to Prynne and Heidegger. It is clear to me now, finally, after all my years of starstruck bafflement, that the Parataxis critics articulated a triad of suspicions: of a phenomenology-aligned reading of Prynne’s poetry, of aligning Prynne with Romanticist poetic tradition, and of the concern with a return to prior temporality which Prynne’s work shares with Heidegger’s. Yet Parataxis also voices Prynne’s own resistance to circularity, and it seems important that his powerful critique of totalized recursion is echoed in the pages of the journal by a particular critique (Alan Marshall’s) of Cambridge cultural Marxism’s negative dialectical approach, which usefully begins to restate the relation between Prynne’s poetry and phenomenology. You could even conjecture that Marshall's intervention in the penultimate issue of Parataxis in 1996 represented as significant a moment within the genealogy of academic Prynne reception, as the later, broader but perhaps less interesting, shift from the early-mid 1990s, cultural critique mode of Parataxis (a mode energized by the fury of 1980s anti-Thatcherism), to the depoliticized exegetical mode of Glossator 2: On the Poems of J. H. Prynne [online here] in 2010. 

Disregarding the possibility of Heideggerian Marxism, in Parataxis 9 Milne responded to Marshall’s claims on the part of phenomenology by seeking to cordon off the diverging critical approaches of Marxism and Heideggerianism still further.

‘If any attempt is made to relate what “phenomenology” might mean for poetry, the phenomenology of experience suggested by Hegel and Marx is in sharp conflict with that developed by Heidegger and Merleau-Ponty. The “experience” of capitalism may be incommensurate with a phenomenological account of experience.’

In my experience, the letter from your university informing you that you have earned £4500 this year as an hourly paid lecturer, is an equally gritty and vicious phenomenon whether you view it with your Marx or your Heidegger specs on. (As is the lack of a letter when you are then sacked without warning, after having been assured repeatedly that your contract would be renewed). But in the next number of Parataxis, in his article ‘Speculative Assertions: Reading J. H. Prynne’s Poems’, Milne’s reading of the reference in Prynne’s ‘Foot and Mouth’ to the ‘Pressure Sensitive/ Tape (also known as RUBAN ADHESIF and NASTRO ADHESIVO)’, persists in separating Heideggerian from Marxist perspectives on our experience of this world. In this reference of Prynne’s to what Milne calls ‘the trans-national language inside rolls of Scotch tape’, Milne writes, ‘The world-at hand is figured not as the transcendence of tools in the revelatory unveiling of Being, but as an implicated concern for the techniques and habits which sustain this world.’ This sort of sardonic pillorying of Heideggerian terminology is particularly depressing given Milne’s inability to stand by the Marxism to which he opposes that terminology. The response to Marshall in issue 9 comments that ‘there remains the task of showing how dialectical thinking which is critical of what is usually thought of as phenomenology could be developed, or how an account of the affinities between Adorno and Prynne could be sustained’. This comment is hardly an investment of faith in original Parataxis co-editor Simon Jarvis’ landmark Adornian reading of ‘Aristeas, in Seven Years’, which had appeared in Parataxis 1 (and which has been republished here). 

Jarvis’ article argued that Prynne’s poetic resists the presentation of phenomenological immediacy because such a presentation would be undialectical. Prynne’s poem ‘The Numbers’, Jarvis maintains, does not supply us with ‘a choice to seal off some realm of this-ness which could be seen as impervious to external determination’:

‘Attempts (such as that of Michael Grant in the Dictionary of Literary Biography) to assimilate Prynne’s wish to start from individual experiences to Husserlian phenomenology write off his acknowledgement that to understand individual experience is also to go beyond it. Prynne invokes demonstrative immediacy not phenomenologically, as a category, but dialectically, as a moment: once examined, apparent immediacy necessarily reveals its own mediatedness.’

Before I get to Marshall’s reaction to these remarks, I want to note two further attempts, other than Marshall's, to reclaim the possibility of recognizing phenomenological immediacy in Prynne. The first relates to the particular immediacy of a certain strand of Prynne’s poetic discourse which we could call his Londoner’s language. Prynne’s origins as a Londoner are rarely attended to by critics, though there are occasional references to his registering of wartime experience in his poems. But it seems to me that in his essay for Parataxis 9, ‘Counterfactual Prynne: An Approach to Not-You’, John Wilkinson unwittingly touched on precisely the arch London quality of Prynne’s language, when he wrote of the Not-You line ‘our confidence is end-up like a roller towel’, that it is ‘a characteristically Prynnian witticism which tends to make exposition sound laboured’. Academic exposition is attracted, because ‘end-up like a roller towel’ is a hermetic, difficult phrase. Why a roller towel ? But this phrase also carries a sort of difficulty which renders exposition unnecessary: because it is as if hermeneutic mediation is resisted by precisely the incisive immediacy – the sheer phenomenological baldness – of the language’s quality of underworld hermeticism. This line of Prynne’s is a slap round the face with a rolling pin, never mind a roller towel. A new semantic content has been displaced, from elsewhere, somewhere covert, and is suddenly here. This London tenor of phrasing has maintained its speakers outside the law for centuries, and it will continue to shock academic interpreters whilst holding its secrets close. 

This first attempted reclamation of phenomenological immediacy, like the second one which I want to note now, enlists an attention to Prynne’s involvement with what we could call visionary phenomenology.

                                                                            [...] This is the place

   where, deaf to meaning, the life stands

      out in extra blue. [...] [The Oval Window ]

N. H. Reeve’s extended discussion of these lines in his ‘further note’ on The Oval Window for Parataxis 6, begins by relaying his ‘suspicions’ of their communication of visionary experience. ‘Any celebration of an enhanced, heroic moment, unashamed to assert its claim to superiority, almost automatically gives rise to suspicions as to the interests it could be serving.’ However, Reeve continues, ‘in this case […] those suspicions stay secondary’. For ‘here the momentary thrill can remind us that this cynicism reflects a loss to which we are not reconciled, that there is still the ghost of something dear to us which we expect poetry to awaken’. It is precisely the phenomenological experience of visionary shock, that is – or what Reeve goes on to term ‘an apparently immediate sensation’ – which brings us to awareness of both the desacralization and disenchantment of this life, which typically is not definite enough to be ‘the’ life, and the continuing existence (however spectral it may be) of ‘a degree of intensity and radiance unavailable to our normal categories’.      

Reeve’s reference to ‘the Romantic tradition of the privileged lyric moment’, suggests the relation of Prynne’s involvement with such visionary phenomenology to the Romanticist poetic tradition from which his poetry is distanced elsewhere in Parataxis. In his ‘Speculative Assertions’ essay of 2001, for instance, Milne maintains that ‘Foot and Mouth’ ‘could be read as a satirical revision of the conflicts of ethos and pathos enjoyed in the late romanticist and quasi-philosophical readings associated with [Harold] Bloom’s Wallace Stevens or Heidegger’s Holderlin [sic]’. (In his footnote to this Milne notes that the ethos/pathos opposition was in fact later ‘deployed by Prynne’s de Kooning/ O’Hara essay’). In a significant comment in a letter to Allen Fisher of 16 September 1993, published in Parataxis 6, Milne aligned his long-standing suspicion of the poetic lineage of ‘faded romanticism’ – a romanticism far from Prynne’s own romanticism of ‘extra blue’! – to his scruple regarding phenomenological readings. One suspects here too a suspicion of the concept of poetic tradition itself; the postmodernist suspicion that anything connected, integrated or whole is universalist, coupled with a Marxist charge that poetic linguistic beauty is that which is consumed by the bourgeoisie and produced by the naïvely artisanal (those who believe themselves to be ‘originally’ related to language).

‘In the restricted notion of poetry, a phenomenology of experience and faded romanticism gesture at the tradition of poetry while implying utopian ideas about the civic possibilities of language. What makes it restricted is the assumption of a poetic relation to language, and an overdetermined sense of what constitutes formal beauty and coherence.’   

Milne offers Fisher no explanatory background for these assertions, beyond the rather inane remark that ‘I take it that one of the faultlines in contemporary poetry and poetics is the relation between a restricted notion of “poetry” and a more dispersed sense of a poetic relation to linguistic manifolds’. However, in his important article for Parataxis 9, ‘The Two Poetries and the Concept of Risk’, Marshall usefully explained how Milne’s statements invoke ‘the idea of the two traditions of modern poetry’. In relation to this schema, Milne’s ‘restricted notion’ of poetry refers to the notions of the Stevens, or ‘symbolist’, tradition. Marshall summarizes:

‘A typical formulation of the two traditions of modern poetry thesis can be found in the criticism of Marjorie Perloff, particularly in the essay “Pound/ Stevens: whose era?’, where Perloff uses these two authors and the apparently incommensurable positions of what become in effect their respective critical camp-followers to entrench a dichotomized formalism, already known perhaps from the writings of Charles Altieri as that of the objectivist versus the symbolist, but variously referred to here as: the constructionist versus the expressionist, the encyclopaedic (or epic) versus the lyric, the fragmentary versus the meditative, and so on.’

Milne’s determined opposition to aligning Prynne’s writing with the Stevens, or symbolist/Romanticist poetic tradition is clear in ‘Speculative Assertions’, when he distances Prynne from ‘humanism’ and ‘civic personhood’. Milne acknowledges (the early) Prynne’s ‘lyric sequences’, but recasts Prynnean lyric as anti-lyric, a lyric mangled by the ‘destructions of subjectivity akin to anti-humanist phenomenology’ which drive it. Such a lyric is intrinsically only a diminished Olsonian ‘epic’ anyway. (Phenomenology is seemingly now admissible, as a prop for Milne’s anti-humanist inclination).

‘Prynne’s poems eschew the vocalizations of humanism, providing neither a congealed “voice” nor an identifiable persona or civic personhood. The bardic temptations of post-humanist epic – that poetry could include everything and  history – are brought into the briefer focus of lyric sequences. Song is acknowledged as an expressive parameter, but the agencies prompting lyricism are not those of a singer, and are more easily read as destructions of subjectivity akin to anti-humanist phenomenology.’

It is the Parataxis article on Prynne most willing to engage with Heidegger's thinking which is also most sympathetic to associating Prynne’s poetry with Romanticist poetic humanism. In their essay ‘Deaf to Meaning: On J. H. Prynne’s The Oval Window ’, which appeared in Parataxis 3 (and is republished here), N. H. Reeve and Richard Kerridge read the following lines from The Oval Window :

 It is not quite a cabin, but (in local speech)

                                      a shield, in the elbow of upland water,

                                      the sod roof almost gone but just under

                                      its scar a rough opening: it is, in first

                                      sight, the oval window. […]

Reeve and Kerridge argue that this description of what they call (reflecting on the picture on the volume’s cover, and anticipating Prynne’s 2008 ‘Huts’ essay) a ‘rough shepherd’s hut’, ‘seems to touch’ on ‘various Romantic traditions of negotiating a place for the self, a place of at least provisional stability, amidst the boundless organicism of the world’. Where Milne admits lyric into Prynnean poetics only if its very constitution is warped by ‘destructions of subjectivity’, Reeve and Kerridge attend to the way in which The Oval Window rearticulates the remnants of a Romantic poetic of self-stabilization. ‘The poem’s emphasis is always on the temporary, threatened, fragmentarily glimpsed moments of “staying put”, and the barely habitable condition of such buildings as would make Heideggerean “dwelling” possible.’ In this connection, Reeve and Kerridge also quote the lines referring to the arctic tern which ‘stays put wakefully, each following suit/ by check according to rote’. They comment that the tern’s condition – of ‘patience which is not passive lethargy, repose which is alert and vigilant rather than timidly self-protective’ – represents ‘something close to what Heidegger meant by “dwelling”, a kind of reverential letting-be and letting-come of the world in which man was properly rooted’.

Such references to a form of ‘dwelling’ that stabilizes the subject are echoed in D. S. Marriott’s article in Parataxis 9, ‘Contemporary British Poetry and Resistance: Reading J. H. Prynne’, which, in its discussion of the relevance of the Orpheus and Eurydice myth to ‘Thoughts on the Esterházy Court Uniform’, relates the idea of ‘dwelling on the earth in the light of day’ to Prynne’s preoccupation with return. Marriott states that the poem ‘elliptically refers’ to Orpheus’ ‘need to return to the land of the dead to reclaim (and ultimately lose) the lost love’. Prynne’s poem’s metaphor of ‘the sun making things “worse”’, argues Marriott, ‘draws on the local-existential sense of being on earth in the Orphic myth and its explicit connection between human life and dwelling on the earth in the light of day’; the latter ‘two processes’ are ‘etymologically linked in the Latin derivation of humanus from humus’.

In his essay in the same number of Parataxis, ‘The Spirit of Poetry: Heidegger, Trakl, Derrida and Prynne’, Anthony Mellors writes of ‘Thoughts on the Esterházy Court Uniform’ that it represents Prynne’s ‘most protracted meditation on the subject of return’.  Marriott’s article quotes the following lines:

                                   […] To our unspeakable loss; we make

sacred what we cannot see without coming

                                      back to where we were.

                                Again is the sacred

          word, the profane sequence suddenly graced, by

                                     coming back. […]

The Parataxis critics suggest two distinct ways of reading such meditations on return. Marriott’s reference to the ‘semantically incomplete and referentially opaque’ nature of Prynne’s poetry, straightforwardly explains Prynne’s own references to unspeakability and ‘what we cannot see’, as well as the uncertainty (in the second cluster of lines just quoted) as to exactly what the profane has been ‘suddenly graced’ into. Marriott, moreover, encourages us to be wary of the idea that such opaque reflections on return were formulated as a conscious critique of secular, liberal-progressivist rationality: Prynne’s poetic opacity, Marriott writes, ‘cannot be construed as an oppositional hermeticism as Mellors argues [in his PhD thesis]’. But Mellors’ charge, in the pages of Parataxis, that the idea of return in Prynne is a ‘mystical’ one, is indeed instinct with his criticism of the opacity of Prynne’s poetic language, which Mellors casts in Heideggerian terms. ‘Prynne wants to get rid of “meaning” altogether, and replace it with a formal significance, which, through the indeterminate contingencies of poetic Saying, moves beyond them to reaffirm a hidden agenda of mystical return.’

Milne had already evinced a similar dislike for the idea of ‘mystical return’ when, in a letter to Prynne of 7 March 1993, which was published in Parataxis 5, he noted his poetic ‘determination’ when writing his own Satyrs and Mephitic Angels, ‘to evade a Heideggerian fetish of the etymological and pre-Socratic grounds of language and being’. A specifically Heideggerian mysticism is clearly Milne’s particular target, since here he also writes of ‘a Benjaminian dependence on a theological mystification of history which is often my own gnostic temptation in the face of defeated reason’. So late-Benjaminian mystification of history is endorsed, whilst Heideggerian mystical restoration of origins, or what Mellors calls ‘the Heideggerean project of “destruction” that attempts to clear away metaphysical abstractions from supposedly original properties’, is impugned. Quoting from Derrida’s Of Spirit, Mellors extended to Prynne his suspicion of Heideggerian return to an ‘original temporality’:

‘Heidegger constantly invokes the spiritual (especially in the essays on Hölderlin, Rilke, and Trakl) and, like Prynne, claims to undercut Christian (and Platonic) appropriations of the term by returning to a prior or original temporality: “In its most proper essence, as the poet and thinker allow it to be approached, Geist is neither Christian Geistlichkeit nor Platonic-metaphysical Geistigkeit.”’

Mellors goes on to practically accuse Prynne’s poetic of the late 1960s of Aryanism when, having noted that ‘the arcane pursuit of etymological value arises as a justification for and sublimation of crude beliefs in national, racial, and sexual superiority’, he specifically compares Heidegger’s essay on Trakl to Prynne’s ‘A Pedantic Note in Two Parts’. ‘As in Prynne’s essay, we are dealing [in Heidegger’s Trakl essay] with the cultural programme of defining and returning to our “proper home” in a neat dovetailing of Indo-European linguistic origins with the philosophy and poetics of temporality.’ This sort of alignment of Prynne with Heidegger’s Nazi Aryanism strikes me as being little more than sensationalism: when Prynne observes that the runic wynn 'was the name for "bliss"; it was a proper name, reaching right across Germania and back before the division of the Indo-European peoples', he is not advocating racial exclusivity or hegemony.

It seems to me that the critique put forward in Parataxis of Prynne’s concern with return to a prior or original temporality, needs to be tempered by an awareness of the resistance to circularity which Prynne expressed elsewhere in Parataxis. I am thinking of the attack on totalized recursion made by Prynne in a letter to Milne of 21 March 1993, published in the journal’s issue 5. ‘If swinish contentment or stoic damage control are both off the map, then the work of any manifold (poetry included) must be directed so as to minimize inclusion in the main structure of unrecognized recursive loops.’ In their Parataxis article Reeve and Kerridge had already wondered, in connection with The Oval Window, about the nature of the ‘quest’ in that poem for ‘alternative responses to the world, Heideggerean or otherwise, which are not artificially stabilized by controlling circuits and mechanisms’. But such a controlling circuit – a ‘main structure of unrecognized recursive loops’ – could itself be linguistic, recalling the ‘Infantile,/ recursive pandect’ already posited by Prynne as early as the Wound Response poem ‘An Evening Walk’. The ‘main structure’ of his letter to Milne indeed seems to refer to totalized significatory or semantic circularity: later in the letter Prynne writes of ‘the cycle of pure irony’, and it is in relation to the possibility that both Milne’s and his own poetries now are trapped within and stabilized by their hyper-vigilance, that Prynne desires a poetic irony ‘directed to forward the passage of non-circular predicates’:

‘Perhaps this is my own current look-out, indeed, and I reserved a bolt-hole at the outset here [in this letter] by referring to non-conductive irony, coyly leaving room for a version not armed against itself (I think that’s a recursive illusion anyway) so much as directed to forward the passage of non-circular predicates.’  

Prynne’s observation of the Cambridge late modernist tendency towards hyper-vigilant poetic irony echoes Out to Lunch’s insightful witness, in his review of Wilkinson’s ‘Harmolodics’ for Parataxis 4, of the ‘frozen gaze of Parataxis [sic] scruple’. Coyly concealed behind his post-punk nom de plume, Ben Watson pointed here to the recursive circuit of total scruple which characterizes the late modernist poetics propounded within Parataxis (and which was precisely what was so intimidating to a graduate student like myself, newly arrived in Cambridge and trying to find the confidence to position myself in relation to late modernist poetries – in particular to the work of Iain Sinclair, the Olsonian element of which is a special victim of Cambridge scruple). It seems to me (now) that the Parataxis scruple is frozen by nothing other than the academic prejudice of which it ultimately consists. When Milne, writing in Parataxis 4, simply asserts that ‘Adorno’s critique of Heidgger’s [sic] poetics of Hölderlin in his essay ‘Parataxis’ (recently translated in Notes to Literature vol. 2) remains pertinent’ to Martin Harrison’s use of Heidegger, but does not explain how or why it remains pertinent, the student senses a cultural Marxism whose argumentation has become paralyzed by its own arrogance.   

Marshall’s article for Parataxis 9 offers close readings of two poets, Prynne and George Oppen, ‘who are ordinarily associated with the Objectivist tradition as defined or redefined by Olson and others’. But this positioning of these poets does not lead Marshall to cordon them off within the field of ‘open’ poetry – Marshall underlines ‘the inadequacy of the idea of the two poetries, one that is open [Pound/Olson etc.] and one that is closed [Stevens etc.]’. Therefore, and whereas Milne disdains attention to ‘phenomenology of experience’ as a feature of the ‘restricted’ (closed) poetry he critiques as a Marxist, Marshall’s approach frees the potential for a phenomenological reading of Prynne whilst showing Parataxis cultural Marxism to be paralyzed within a ‘fixed opposition’:

‘I shall argue that the kinds of risk both writers [Oppen, Prynne] take cannot be properly understood with reference simply to the fixed opposition between 1. lyric ego meditating on the phenomenology of experience and, 2. unbeautiful dance [cf. Milne’s ‘improvised dance’ in P 6, 28] over the manifolds of language. I shall argue that neither writer abandons the phenomenology of experience altogether.’

Marshall’s intervention against Parataxis cultural Marxism also locates that Marxism’s paralysis in the negative dialectical approach to Prynne advanced by Jarvis’s work on ‘Aristeas, in Seven Years’. In this way, Marshall echoes Prynne’s own resistance to circularity with a critique of paralytic negative dialectical criticism of Prynne, which again restores the potential for phenomenological readings of Prynne’s poetry. Marshall identifies a ‘danger for “dialectical” criticism […] in its haste to disavow phenomenology, “as a category”’, of encouraging a lack of ‘daring the “moment”’.

‘In an early essay for Parataxis, Simon Jarvis wrote: “Prynne invokes demonstrative immediacy not phenomenologically, as a category, but dialectically, as a moment: once examined, apparent immediacy necessarily reveals its own mediateness.” A truly dialectical criticism would have nothing to fear from “apparent immediacy”. On the contrary, the danger for “dialectical” criticism is that in its haste to disavow phenomenology, “as a category”, it will turn mediation into an empty truism, without ever daring the “moment”.’

To get frozen, recursive-dialectical reading of Prynne moving by ‘daring the “moment”’ would first involve recognizing, with Marshall, that poetry is itself a contingent process of phenomenological (visionary) definition: ‘each poem is a trial, a process, an attempt to come “face to face to a fact” (as Thoreau aptly puts it) rather than a complete facing up’. Recovery of the ‘mediated immediate’ that is the phenomenology of experience within a poem, is, Marshall argues, therefore only possible through a recovery of the ‘element of process’ – both within our practice of reading and then, when our reading is un-frozen, within the poem itself:

‘[…] any language can be regarded as reified: that is, only by recovering a moment of the process (or to put it in the statutory pigeon-Hegelian, of the mediated immediate in the instance of its mediation) can language and experience reflect upon each other (in the way that Hegel says the concept of the object reflects upon the subject): this element of process is riskily evoked in the reified analogue of the reading process itself.’

Behind the Mountains, part 3

A second radical implication of Walser’s articulation of modern self-abnegation, relates to the way in which it enables his writing to develop its thinking of freedom. In ‘Tobold (II)’ the narrator celebrates the fact that ‘I was a servant! I served!’:

‘My position, consequently, was a good one, which sufficed to set my person to rights. Isn’t it true our lives first take on beauty when we’ve learned to be unassuming, to forget or set aside our own wishes and desires, and instead devote ourselves with all our liberated, willing hearts to a precept and lifelong service, to satisfy people with our conduct, and meekly and boldly forgo beauty?’

The dialectic of the precept and liberation here is accompanied by a twinning of self-abnegation and self-exaltation (or self-transcending self-elevation), which Walser proposes in the preceding sentence. ‘So exalted I felt, even, I can say, yes, elevated far above my own person, which I scarcely dignified any more with so much as a hasty glance, or rather a hasty thought.’ Self-transcended, the narrator paradoxically no longer looks down on himself as on an alienated object (with ‘a hasty glance’), and can instead give a ‘hasty thought’ to his serving self. Walser’s sense of transcendence as something that gives one back to oneself, was voiced already in the following statements of the narrator’s towards the beginning of ‘Tobold (II)’.

‘Newly emerged from a terrible weariness of life, I attained fresh insights, began to enjoy living. As Peter, I’d had no real worldview, no true notion of life; […]. Living can be so tiresome when you lack an inspiring, elevating thought or point of view or vision to help you come to terms with the disappointments awaiting you in life. No longer did I chase after fame or the like; the sublime no longer drew my gaze. I had learned to love the small and insignificant, and, armed with this kind of love, I found life beautiful, just, and good. I was delighted to renounce all ambition.’

These lines identify self-abnegation, cast in terms of the renunciation of monetary ‘ambition’, with the self-transcending self-elevation enabled by pursuit of a transcendental idea, or ‘an inspiring, elevating thought or point of view or vision’. Walser thereby suggests that truly el(ev)ating happiness, true enjoyment of life, can be attained by holding to an inspiring vision of non-elevation. Elsewhere in ‘Tobold (II)’, the narrator identifies the happy condition of non-elevation itself – of ‘modest being’ – with spectatorship of an inspiring vision of others’ happiness. Genuinely fulfilling personal modesty is here contingent upon (liminal observation of) others’ illusory ‘glory’. Walser ironizes the notion that the elevated might really be freer: for him what matters is holding to the transcendental idea of happiness, to the 'glow' that surrounds the aristocratic diners 'playing their roles'. ‘I always took great pleasure in observing the splendour, the glory; for myself, though, I’d always desired a place in the quiet, modest background from which I could gaze with happy eyes up to and into the bright glow.’ The ‘twilight shadow’ is where the ‘common servant’ finds ‘a great benevolence’ and feels ‘most secure, most faithfully sheltered’, precisely because privileged life is viewed as a mere ‘magical spectacle’, at which the narrator ‘thought it lovely just to look on, entranced’. The idealizing worldview - the ‘whole picture’ – is what he ‘found so beautiful and cherished above all else’. But just this idealization of power is what enables him to find freedom in the refusal of power. ‘So I was always conscious of my merit, station, and joy in life, and took extraordinary delight in the modest being I embodied.’

In a short piece from 1917, ‘The End of the World’, Walser’s twinning of self-abnegatory, radical modesty with the self-transcending self-elevation enabled by pursuit of a transcendental idea, can be seen to expand into what could be called a broader geo-political twinning of apocalypse (or the limit) with utopia (or absolute freedom). In this piece, after ‘imagining the end of the world […] as a sea of bliss in which it could rock forever’, ‘everything looked so prosperous, fine, and free that at once the child was convinced this was the end of the world’. In this context we could also think of the inversion of nature associated by Walser with human conflict in ‘The Battle of Sempach’; when ‘Nature is […] annihilated in a battle’. ‘The sound was like a black, gaping abyss, and the sun now appeared to be shining from a darkened sky, glaring down more dazzling than ever, but as though from a hell, not the heavens.’ Here, unnaturally, the sun becomes brightest when as if apocalyptically detached from its heavens. Excessive brightness – brightness aspiring to the absolute, pushed to its limit – has already been associated with apocalypse on the previous page. ‘The whole earth, no matter how bright it looked, seemed to him to rumble and thunder in anger.’ Walser sees the earth, like the sky, to be darkened by its own aspiration to dazzle. A conception of the end of the world, for Walser, is inseparable from the conception of a transcendental urge towards brightness, freedom, utopia.

Walser’s imbrication of the limit and transcendence seems to me to be echoed by Karl Jaspers’ theorization of the decisive hermeneutic of transcendence available to those in existential crisis. As Thornhill summarizes in his book on Jaspers, for Jaspers ‘Transcendence is accessible only to a decisive hermeneutic, which stands in the absolute limit-situation of human existence, interpreting transcendence through its own crisis.’ Thornhill quotes from the third volume of Jaspers’ Philosophy : ‘“Failing [Scheitern]”, Jaspers argues, “is the encompassing ground of all cipher-being. Seeing the cipher of the reality of being arises from the experience of failing”.’

For Jaspers, Thornhill writes, ‘Being […] is present only negatively, as a series of possible implosions in the order of human consciousness, in which consciousness is referred to its own limits.’ Jaspers’ conception of the decisive hermeneutic of transcendence practiced by those in crisis, rests on the view that, subjectively, such implosions (as Thornhill notes) are ‘decisions’, through which ‘human life decides interpretively to reflect upon its own possibilities (ideas), acts in a manner which accords with these, and thus places itself upon a more unified level of reflection above its habitual practical and cognitive orientations’. The narrator in ‘Tobold (II)’ indeed decides to reflect upon self-abnegation, identifying it as a decision to ‘devote ourselves with all our liberated, willing hearts to a precept and lifelong service, to satisfy people with our conduct, and meekly and boldly forgo beauty’. Continuing his self-hermeneutic, he emphasizes too that to freely and decisively act upon such radical modesty, and ‘forgo heaven’, is to interpret the possibility of transcendence ‘many times more beautiful’:

‘For when I forgo something beautiful: doesn’t a brand-new, never-before-dreamed-of beauty a thousand times more beautiful come flying toward me in reward for my display of goodwill and my kind, strongly felt self-denial? And if, of my own free will, elevated by courage and compassion to nobler sentiments, I should forgo heaven: won’t I then, sooner or later, in reward for my righteous behaviour, fly into a heaven many times more beautiful?’    

We can view Walser’s writing as a whole in Masquerade and Other Stories as itself a decisive hermeneutic of transcendence, undertaken by a vulnerable adult. In linguistic terms, the transcendence at which it aims is, surely, the sort of visionary register to which Bernofsky points when – in her translator’s preface – she quotes from Walser’s ‘Meine Bemühungen’ (‘My Efforts’) of 1928-29. There he comments that in his late work he was ‘experimenting in the linguistic field in the hope that there existed in language an unknown vivacity which it is a pleasure to awaken’. This vivacity is in language but also beyond it, as Walser hinted already in his piece ‘Tableau Vivant’ from 1909. ‘Words won’t venture anywhere near the description of this dynamo. He sings, or something around him seems to be trembling with sounds. Behind the mountains, bells are ringing.’ Walser’s staged tableaux and prose masquerades are also aiming at transcendence in terms of an ideal ‘whole picture’, or ‘dream’, the construction of which they often dramatize. I am thinking here in particular of these marvellous lines in ‘The Aunt’:

‘Gradually I came into the mountains and soon reached an isolated village ringed all around by high crags; this was the birthplace of my mother. It seemed strange to me, yet also familiar and familial. The whole world, and I as well, appeared wonderfully old and young; earth and earthly life were suddenly a dream; I felt everything was perfectly comprehensible, yet also utterly inexplicable.’



Karl Hofer, 'Montagnola' (c. 1930)

What better description could there be of the goal of Jaspers’ hermeneutic process working towards (in Thornhill’s words) ‘a more unified level of reflection above its habitual practical and cognitive orientations’? Walser here captures the existential uncertainty – the sense of the ‘utterly inexplicable’ – which, for Jaspers, accompanies any decisive hermeneutic bid for a transcendental cognitive unity at the limit of knowledge. As Thornhill observes in Karl Jaspers, whilst Heidegger argued that language (as Thornhill puts it) ‘defines and constitutes the practically disclosed horizon of the world’, and thus ‘expressly excludes all ideal components from experience’, Jaspers by contrast maintained that language ‘always positions human consciousness in a relation (albeit existentially uncertain) to its primary ideal unity (its transcendence), and it thus permits an ideal/practical disclosure of this unity’. Thornhill, moreover, describes Jaspers' implicit fusion of Hamannian hermeneutics and Kantian epistemology by referring to Jaspers’ view of revelation or transcendence as mere ‘appearance’ – a term which seems to parallel Walser’s ‘whole picture’ or ‘dream’:

‘The hermeneutic of revelation […] has its profound validity in its ability to signal that the ideal limits of cognition do not reflect the absolute limits of being itself. Nonetheless, with Kant, Jaspers also argues that transcendence can only be knowable as a mere appearance of the possible unity of knowledge: true transcendence, thus, is inevitably beyond the limits of human thought.’

Walser’s lines in ‘The Aunt’, therefore, seem to me to exemplify what Jaspers would call an aesthetic cipher. Ciphers, though also decisive ‘moments of experience, embedded and disclosed in human historical life’, are for Jaspers (as Thornhill writes) ‘only the fleeting appearance of guiding ideas – akin to Kant’s transcendental ideas – which give shape to, but do not encompass, the ultimate underlying unity of human life and knowledge’. For Jaspers a truthful hermeneutic of ciphers ‘always also requires a critical-epistemological approach’ – Thornhill emphasizes – which with Kant and against Hamann, posits God as ‘an “idea”, which illuminates the limits of human consciousness, but which is never the realized experience of human transcendence’. (Walser: ‘It seemed strange to me, yet also familiar and familial.’) Thornhill sees that for Jaspers, it is indeed ‘only because the idea of God is not the experience [but the] appearance of transcendence that it is interpretable as transcendence’. As I have argued elsewhere, you could say that mere appearance lends the quality of definition (or decision) to Jaspers’ visionary hermeneutics – in Thornhill’s words, ‘it is the (epistemological) recognition of the limits of human knowledge which makes the (hermeneutical) disclosure of transcendence, in ciphers, so radical and truthful’.

The Spiritual Condition of the Age, part 2

In The Spiritual Condition of the Age, Jaspers maintained that ‘the problem of the mode of remembrance is the problem of such culture as still remains possible’. Rather than processing historical knowledge into discrete units of cognition which can then be bureaucratically distributed and assessed throughout the education system by means of ‘learning outcomes’ and ‘attainment’ league tables, as now, we could instead – Jaspers suggested – enable historical knowledge to become implicated with the self’s experience. This could rejuvenate culture, because we would have re-established a relationship between a person’s memory of culture and her own spiritual life – ‘a sincere historicity is a readiness to discover the sources which feed all life and therefore the life of the present as well’.

‘For remembrance as a mere knowledge of the past is nothing more than a collection of an infinite number of antiquarian details; remembrance as mere contemplation instinct with understanding realizes the pictures and the figures of the past only as a non-committal confrontation. It is not until remembrance takes the form of assimilation that there comes into being the reality of the selfhood of a contemporary human being in the form of veneration; subsequently as a standard for his own feeling and activity; and finally as participation in his own eternal being.’

The Spiritual Condition of the Age posits an awareness of temporal or historical continuity to be a mainstay of the formation of self-existence. For example, Jaspers sees that work can potentially consolidate selfhood, but ‘when the day’s work grew sufficient to itself and ceased to be built up into a constituent of the worker’s life – then man was, as it were, bereft of his world’. If the worker is ‘lacking all sense of historical continuity with past or future, man cannot remain man’. Jaspers opposes selfhood to the self which simply preserves itself: ‘if he craves for self-expression, there promptly arises a tension between his self-preservative impulse, on the one hand, and his real selfhood’. Tensions also arise with ‘the winners in the race’, who tend to ‘have qualities which disincline them to allow others to be their true selves’. Jaspers explains the familiar syndrome of the successful father and the failed son:  

‘Hence the winners tend to snub all those who aim at adequate self-expression, speaking of them as pretentious, eccentric, biased, unpractical, and measuring their achievements by insincere absolute standards; they are personally suspect, they are stigmatized as provocative, as disturbers of the peace […] Because he only “arrives” who has sacrificed his selfhood, the arrivist will not tolerate self-expression in subordinates.’  

In ‘Britain’s Liberal Riots’, Blond describes our contemporary society in which winners and losers alike have been brought to sacrifice their selfhood, and to be ruled by the instinct of self-preservation or self-interest alone. He notes that ‘the rule for the last thirty years is that one rules the many by persuading them that the values of the self-interested few ought to be their principles as well’. As a consequence of the UK’s general ‘moral and social collapse’ since Thatcher, the rioters were ‘merely acting out the values that now seem to govern and embody Britain – ruthless self-interest coupled to a rootless consumer nihilism’. Jaspers already saw how the totalizing of the principle of self-interest reveals self-interest to be not a real principle at all, but instead a valueless black hole which only creates rootlessness as it eats away at our sense of communal self-existence.

‘The crisis realizes itself as a lack of confidence. If people still cling to the coercion of the law, if they are still convinced by power, and by the rigidity of convention, it is only because of a calculus of material advantages, and not from any real confidence. When all has been reduced to the purposiveness of life-interests, the consciousness of the substantiality of the whole has been destroyed.’

Now that even career cliques based on competitive socializing, such as our dehumanizing humanities academia, are apparent to be no more than a source of income and status, we can see the relevance of Jaspers' argument that social confidence remains – can only be nurtured – within the sphere of personal ties or intersubjective communication.  ‘Every well-informed person is acquainted with the deceptions, the deviations, the untrustworthiness that prevail in his own familiar domain. Where confidence persists, it is only within very narrow circles, for it never extends to the totality.’ Quite probably, the more feral the operations of the professional club, the more emphasis is laid on what can be gained from interpersonal intimacy: so that this dialectic of communication (public suspicion/ private confidence), can be a harmful trap just as much as a life-enhancing opening.

Jaspers observes how we begin to view, and hence experience, social relations and interpersonal communication as a harmful trap when the principle of self-interest dominates. ‘It is, indeed, the tendency of the life-order to become absolute which arouses an uncontrollable dread of life.’ Because the self-preservative impulse is twinned with fear of self-destruction, the mental illness of anxiety is integral to modern society. ‘In the rationalization and universalization of the life-order there has grown contemporaneously with its fantastic success an awareness of imminent ruin tantamount to a dread of the approaching end of all that makes life worth living.’ With great insight, Jaspers notes the effects on the self’s communicative capacity of being ‘alarmed at the likelihood that he will in the near future become unable to obtain the vital necessaries’. Social exclusion becomes vulnerability’s self-fulfilling prophecy:

‘The sufferer from anxiety has confidence in no one; he will not enter into absolute ties with any other person. One who fails to participate in what others are doing is left alone. The threat of being sacrificed arouses the sense of having been utterly forsaken, and this drives the sufferer out of his frivolous ephemeralness into cynical hardness and then into anxiety. In general, life seems full of dread.’

Many many people, including myself, have lived like this, and it is possible to endure particularly if a person can come to terms with what Jaspers calls ‘a very different dread, namely that concerning his selfhood’, and the threat of losing it. Jaspers observes that psychiatry can never deal effectively with mental illness so long as it functions within an economy which threatens us all with social sacrifice. But psychiatry could genuinely help people, he argues, if it were to attend to the heady, spiritual formation of self-existence, in the face of the totalization of the principle of self-interest:

‘Doctors try and talk the sick or those who believe themselves sick out of the fear of death. But these institutions function effectively only when things are going well with the individual. The life-order cannot dispel the dread which is part of every individual’s lot. This anxiety can only be controlled by the more exalted dread felt by existence threatened with the loss of its selfhood, which induces an overriding religious or philosophical exaltation. When existence is paralysed, the dread of life cannot fail to grow. The all-embracing dominion of the life-order would destroy man as existence without ever being able to free him from the dread of life.’

Jaspers writes of how at crisis-points of the battle of life, mental illness can trigger physical sickness:

‘If a man comes to look upon his life as spiritually unacceptable, as intolerable were it merely because he can no longer understand its significance, he takes flight into illness, which envelops him like a visible protector. For in those limitary situations which (as mere life-experiences) crush him inwardly, man needs, either the selfhood of freedom, or else some objective point of support.’

The totalizing functionalism of the life-order, Jaspers argues, is threatened by its own limits as well as by ‘the selfhood of freedom’: ‘The unavoidability of the life-order finds its limit in the human being who refuses to be wholly absorbed into a function; and further in this, that no unique and perfected and definitive life-order is possible.’ Indeed, free refusal of technicizing objectivity by the vulnerable is enabled by the crisis-points – the ‘lacunæ’ – of technique itself. For example: when the labour market makes you unemployed, or when a university lecturer fails to arrange the placement that could help you back into work.

‘It is true that most us of us dread the freedom of selfhood. Still, it is possible that in the interconnexions of the titanic apparatus there are so many lacunæ that, for those who dare, it may remain possible, in some unexpected way, for them to realize their historicity out of their own sources. […] Pulling himself together on the border-line of destruction, the independent human being may arise, one who will take matters into his own hands and will enjoy true being.’

Seeing that ‘the basic problem of our time is whether an independent human being in his self-comprehended destiny is still possible’, Jaspers asserts that addressing the problem of contemporary freedom is a matter of the responsible self-development of personal existence: ‘this is a problem which, as clearly formulated and understood, tends to annul itself; for only he who is capable of being free can sincerely and comprehendingly moot the problem of freedom’. Hope for the possibility of a selfhood of freedom, Jaspers maintains, is dependent on an existentialist thinking which takes the risk of claiming freedom in itself, rather than arrogantly and presumptuously assuming that subjective freedom already exists, and is merely a means of planning objective freedom.

‘In objectifying thought, on the other hand, whereby the liberty of man is treated as an extant form of life and wherein the only question that arises is under what conditions liberty can be realized, it becomes conceivable that the whole history of mankind is a vain endeavour to be free.’ 

Anticipating contemporary academics’ focus on aspects of bureaucratic planning such as course designing, and their downplaying of sustained autonomous research in favour of cosy specialization, conference surfing and jumping on bandwagons, The Spiritual Condition of the Age comments on the degeneration of the university to its present state of being ‘no more than a school’. ‘An enforced curriculum relieves the individual from the risks attendant upon seeking a path for himself. But without the hazards of liberty, there can be no possibility of independent thought.’

Jaspers enables us to see that participation in the ‘hazards of liberty’ is an appropriate response to the flux of rootlessness, or to our condition of being ‘uprooted’ within the ‘historically determined and changing situation’ of modern secularism,  which – according to Blond’s analysis of last year’s rioting – we still inhabit. The development of a selfhood of freedom, for example through the practice of ‘independent thought’, is today no more than a ‘possibility’ precisely because now, as Jaspers writes, ‘existence is a mere possibility, not something possessed and guaranteed. All objectivity has become ambiguous: the true seems irrevocably lost; substance, perplexity: reality, a masquerade.’ The limit-point crises signified by mental illness, for example, are read by Jaspers as products and markers of our perplexifying modern existential state, which are also openings to the development of a selfhood of freedom:

‘He who wishes to find his way to the origin of the crisis must pass through the lost domain of truth, in order to revise it possessively; must traverse the domain of perplexity to reach decision concerning himself; must strip off the trappings of the masquerade, in order to disclose the genuine that lies beneath.’  

Jaspers suggests that risky intellectual work, precisely in its perilousness, is suited to developing its own freedom through the traversal of our critical spiritual condition; whereas ‘a new world cannot arise out of the crisis through the work of the rational life-order as such’.

‘What is needful is that the human being shall achieve something more than he brings to pass in the life-order, shall achieve it by way of the State as expressive of the will towards the whole, by the State to which the life-order has become nothing but a means – and also through mental creation, whereby he grows aware of his own being. Along both these roads he can regain consciousness of the origin and the aim of human existence in the nobility of free self-creation, cognizance of which has been lost in the life-order.’

Hence in this book Jaspers presents existentialism as a free and communicative thinking which exceeds the specialist cognition of the academic pseudo-community.

‘In fact, from the opening of the second half of the nineteenth century the traditional philosophy became everywhere an enterprise carried on by university schools which more and more seldom were communities of philosophic persons drawing from their own sources and communicating in the form of thought what had welled up in their own consciousness.’

Technical cognition of fragments of objectivity is to be exceeded by the visionary definition of self-existence, Jaspers argues, because only such meta-academic intellectual activity can hold the possibility of redeeming – or creating ‘a new world’ out of – the flux of rootlessness. We have already seen how, in Jaspers’ view, academic Marxism by contrast degrades the modern ‘dialectic of the extant being and consciousness’ by attaching being fixedly to its own simplistic historical analytic; when in fact the dialectic of modern secularism – like any historical dialectic – ‘cannot be properly understood on a purely intellectual plane, but can only be adequately grasped in the momentous fulfillment of that within us which, through its claim to selfhood, provides the spirit with its capacity for greatness’.       

‘Existence-philosophy is the way of thought by means of which man seeks to become himself; it makes use of expert knowledge while at the same time going beyond it. This way of thought does not cognize objects, but elucidates and makes actual the being of the thinker. Brought into a state of suspense by having transcended the cognitions of the world (as the adoption of a philosophical attitude towards the world) that fixate being, it appeals to its own freedom (as the elucidation of existence) and gains space for its own unconditioned activity through conjuring up Transcendence (as metaphysics).’

You could argue that, for Jaspers, the only way to think beyond modern rootlessness is by defining its flux. The communicative strand of Jaspers’ existentialism means that for him the dialectic of being and consciousness can only be adequately grasped – or defined in a sort of vision which draws on our originary transcendental impulses – through a dialectic of consciousness and consciousness. ‘This existence-philosophy cannot be rounded off in any particular work, nor can it acquire definitive perfectionment as the life of any particular thinker.’ For Jaspers ‘the study of the innermost springs of behaviour […] belongs to the domain of true communication’. Intersubjective communication enables existentialist thinking as a dialogue between originary transcendental capacities: such thinking cannot in itself redeem or bridge the dialectic of being and consciousness, but it can at least enable us to ‘regain consciousness of the origin and the aim of human existence’ – and so it holds the possibility of redeeming, or creating ‘a new world’ out of, the flux of rootlessness. ‘Existence-philosophy cannot discover any solution, but can only become real in the multiplicity of thought proceeding from extant origins in the communication from one to another.’ What the existentialist philosopher is really creating, in Jaspers’ view, is our various singular claims to transcendence, and a dialogue between them. ‘Not merged in the enterprise of the coming and going idols of the life-order, he works as self-existence on behalf of self-existence; for he creates life as a demand through influencing others out of their own sources.’ The flux of rootlessness can only be defined visionarily precisely through such a fulfilment of our originary transcendental impulses, through ‘influencing others out of their own sources’, or the dialectic of being and consciousness ‘adequately grasped in the momentous fulfillment of that within us which, through its claim to selfhood, provides the spirit with its capacity for greatness’.  

the flux of rootlessness is Bleak House in 2011, solitary spectator-consumers look on as the city spontaneously combusts in shame